What is ROC Compliances
Every company registered under the Companies Act in India is required to comply with annual filings and statutory obligations with the Registrar of Companies (ROC). These compliances ensure transparency, legal standing, and help avoid heavy penalties. ROC compliance includes filing annual returns, financial statements, and other event-based filings as per MCA guidelines. At Ravel Advisors, we ensure your company stays 100% compliant with the Companies Act, 2013.
Data Collection
Provide us with your company’s financial statements, board meeting records, and shareholder information.
Compliance Review
Our experts review your documents and check for pending compliances or defaults.
Preparation of Filings
We prepare the required ROC forms like AOC-4, MGT-7, ADT-1, DIR-3 KYC, etc.
Filing with MCA
All forms are digitally signed and filed online with the Ministry of Corporate Affairs.
Compliance Acknowledgment
Once filed, you receive acknowledgments and updated compliance records for your company.
Certificate of Incorporation
PAN of the Company
Audited Financial Statements (Balance Sheet, P&L, Notes)
Board Resolution & AGM documents
Details of Directors and Shareholders
Auditor’s Report & Appointment Letter
Digital Signatures (DSC) of Directors
Previous year’s compliance records (if applicable)
Preparation and filing of Form AOC-4 (Financial Statements)
Preparation and filing of Form MGT-7/ MGT-7A (Annual Return)
Form ADT-1 (Auditor Appointment/Change) filing
DIR-3 KYC compliance for directors
MCA filing acknowledgments & receipts
Compliance Certificate (ROC Filing Master File)
Expert advisory on upcoming due dates and event-based compliances
Grand Total
Rs 15999/-
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Why ROC Compliances are Important?
Avoid Penalties:
Build Credibility:
Enhance credibility and scale of operation
Smooth Operations:
On How to ROC Compliances
| All registered companies—Private Limited, Public Limited, OPC, and Section 8 companies—must file ROC returns. |
| AOC-4 (within 30 days of AGM) and MGT-7 (within 60 days of AGM). ADT-1 (within 15 days of AGM). |
| Companies face heavy penalties and directors may be disqualified. |
| LLPs also have annual ROC compliances, but forms differ (Form 11 & Form 8). |
| Small Companies and OPCs are exempt from holding AGMs but still need to file annual returns. |
| Yes, financial statements must be audited and certified by a CA before filing. |
| Absolutely—we offer annual compliance packages with timely reminders and end-to-end filing support. |